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Violation Tracker Individual Record

Company: Northern Trust Investments, N.A.
Current Parent Company: Northern Trust
Parent at the Time of the Penalty Announcement:  subscribe to see this data field
Penalty: $36,000,000
Year: 2015
Date: August 10, 2015
Offense Group: employment-related offenses
Primary Offense: benefit plan administrator violation
Secondary Offense: pension ERISA violation
Level of Government: federal
Action Type: private litigation
Court: Northern District of Illinois
Civil or Criminal Case: civil
Case ID: 1:09-cv-1934
Case Name: Diebold et al v. Northern Trust Investments, N.A. et al
Private Lawsuit Resolution Type: settlement
HQ Country of Current Parent: USA
HQ State of Current Parent: Illinois
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: banking
Source of Data: (click here)
Link to PACER Case Docket (must be logged in): (click here)
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.