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Company: Morgan Keegan and Co. Inc.
Current Parent Company:
Raymond James Financial
Parent at the Time of the Penalty Announcement:
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Penalty: $633,715
Year: 2012
Date: April 16, 2012
Offense Group: employment-related offenses
Primary Offense: benefit plan administrator violation
Level of Government: federal
Action Type: agency action
Agency: Employee Benefits Security Administration
Civil or Criminal Case: civil
HQ Country of Current Parent: USA
HQ State of Current Parent: Florida
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: financial services
Source of Data:
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Archived Source:
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the
Update Log.
