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Violation Tracker Individual Record

Company: Mitsubishi Corporation RtM Japan Ltd.
Current Parent Company: Mitsubishi Corporation
Parent at the Time of the Penalty Announcement:  subscribe to see this data field
Penalty: $500,000
Year: 2019
Date: November 7, 2019
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: spoofing violation
Level of Government: federal
Action Type: agency action
Agency: Commodity Futures Trading Commission
Civil or Criminal Case: civil
HQ Country of Current Parent: Japan
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: diversified
Specific Industry of Current Parent: diversified trading company
Source of Data: (click here)
Archived Source: (click here)
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.