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Advanced SearchViolation Tracker Individual Record
Company: Mazuma Corporation et al.
Penalty: $1,449,978
Year: 2013
Date: November 25, 2013
Offense Group: financial offenses
Primary Offense: investor protection violation
Level of Government: federal
Action Type: agency action
Agency: Securities and Exchange Commission
Civil or Criminal Case: civil
Source of Data:
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the
Update Log.