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Violation Tracker Individual Record

Company: Mass Ave Global Inc.
Penalty: $350,000
Year: 2024
Date: May 29, 2024
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: The Securities and Exchange Commission instituted settled proceedings against formerly registered investment adviser Mass Ave Global Inc. and its co-founder and CEO for making false and misleading statements to investors in MassAve's flagship opportunity fund. To settle the SEC's charges, MassAve agreed to pay a civil penalty of $350,000.
Level of Government: federal
Action Type: agency action
Agency: Securities and Exchange Commission
Civil or Criminal Case: civil
Source of Data: (click here)
Archived Source: (click here)
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.