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Violation Tracker Individual Record

Company: Luca International Group, LLC
Penalty: $68,300,000
Year: 2016
Date: July 28, 2016
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: The United States District Court for the Northern District of California entered a final judgment against Luca International Group LLC, Luca Resources Group LLC, Luca Energy Fund LLC and relief defendants Luca Operation LLC, Luca Barnett Shale Joint Venture, Luca To-Kalon Energy LLC, Luca Oil LLC, Luca I Limited Partnership, and Luca Oil II Joint Venture. The final judgment imposed on the Luca Entities a permanent injunction against future violations of certain antifraud provisions of the federal securities laws and ordered that certain Luca Entities pay $68.3 million in disgorgement.
Level of Government: federal
Action Type: agency action
Agency: Securities and Exchange Commission
Civil or Criminal Case: civil
Source of Data: (click here)
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.