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Violation Tracker Individual Record

Company: Lighthouse Futures, Ltd.
Penalty: $370,000
Year: 2021
Date: October 12, 2021
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: fraudulent solicitation and misappropriation of participants' money; sending false reports of profitable trading to participants to conceal their fraud; commingling of pool funds with non-pool funds; and failure to register with the CFTC as required
Level of Government: federal
Action Type: agency action
Agency: Commodity Futures Trading Commission
Civil or Criminal Case: civil
Source of Data: (click here)
Archived Source: (click here)
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.