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Violation Tracker Individual Record

Company: Latour Trading LLC
Penalty: $16,000,000
Year: 2014
Date: September 17, 2014
Offense Group: financial offenses
Primary Offense: investor protection violation
Secondary Offense: securities issuance or trading violation
Violation Description: A New York-based high frequency trading firm agreed to pay $16 million to settle allegations of violating the net capital rule that requires all broker-dealers to maintain minimum levels of net liquid assets or net capital.
Level of Government: federal
Action Type: agency action
Agency: Securities and Exchange Commission
Civil or Criminal Case: civil
Source of Data: (click here)
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.