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Advanced SearchViolation Tracker Individual Record
Company: JPMORGAN CHASE & CO.
Current Parent Company:
JPMorgan Chase
Parent at the Time of the Penalty Announcement:
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Penalty: $200,000,000
Year: 2013
Date: September 18, 2013
Offense Group: financial offenses
Primary Offense: banking violation
Violation Description: The Federal Reserve Board announced that JPMorgan Chase & Co. would pay a $200 million penalty for deficiencies in the bank holding company's oversight, management, and controls governing its Chief Investment Office.
Level of Government: federal
Action Type: agency action
Agency: Federal Reserve
Civil or Criminal Case: civil
HQ Country of Current Parent: USA
HQ State of Current Parent: New York
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: banking & securities
Source of Data:
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Archived Source:
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the
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