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Violation Tracker Individual Record

Company: Jefferies LLC
Current Parent Company: Jefferies Financial Group
Parent at the Time of the Penalty Announcement:  subscribe to see this data field
Recap of Ownership Changes:  subscribe to see this data field
Penalty: $25,000,000
Year: 2014
Date: March 12, 2014
Offense Group: financial offenses
Primary Offense: toxic securities abuses
Secondary Offense: fraud
Level of Government: federal
Action Type: agency action
Agency: U.S. Attorney-District of Connecticut
Civil or Criminal Case: criminal
Prosecution Agreement: non-prosecution agreement
HQ Country of Current Parent: USA
HQ State of Current Parent: New York
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: diversified
Specific Industry of Current Parent: diversified
Source of Data: (click here)
Archived Source: (click here)
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.