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Violation Tracker Individual Record

Company: Highland Quantitative Driven Investments LLC
Penalty: $476,206
Year: 2023
Date: September 28, 2023
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: violations of the anti-fraud provisions of the Commodity Exchange Act
Level of Government: federal
Action Type: agency action
Agency: Commodity Futures Trading Commission
Civil or Criminal Case: civil
Source of Data: (click here)
Archived Source: (click here)
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.