Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Individual Record

Company: Heraeus Metals New York LLC
Current Parent Company: Heraeus
Parent at the Time of the Penalty Announcement:  subscribe to see this data field
Penalty: $130,000
Year: 2019
Date: September 16, 2019
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: spoofing violation
Level of Government: federal
Action Type: agency action
Agency: Commodity Futures Trading Commission
Civil or Criminal Case: civil
HQ Country of Current Parent: Germany
Ownership Structure of Current Parent: privately held
Major Industry of Current Parent: diversified
Specific Industry of Current Parent: diversified
Source of Data: (click here)
Archived Source: (click here)
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.