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Violation Tracker Individual Record

Company: Gemini Trust Company LLC
Penalty: $5,000,000
Year: 2025
Date: January 13, 2025
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: The Commodity Futures Trading Commission announced that the U.S. District Court for the Southern District of New York entered a consent order against Gemini Trust Company LLC, a New York trust company. The order included a permanent injunction, and found Gemini violated the CEA and made materially false or misleading statements or omissions to the Commission. The order required Gemini Trust to pay a $5 million civil monetary penalty.
Level of Government: federal
Action Type: agency action
Agency: Commodity Futures Trading Commission
Civil or Criminal Case: civil
Source of Data: (click here)
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.