Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Individual Record

Company: ESL Partners L.P. and ZAM Holdings L.P.
Penalty: $800,000
Year: 2008
Date: December 15, 2008
Offense Group: financial offenses
Primary Offense: investor protection violation
Secondary Offense: premerger notification violation
Violation Description: Two related investment funds agreed to pay civil penalties totaling $800,000 to settle charges that they violated premerger reporting requirements.
Level of Government: federal
Action Type: agency action
Agency: Justice Department Antitrust Division
Civil or Criminal Case: civil
Source of Data: (click here)
Archived Source: (click here)
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.