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Violation Tracker Individual Record

Company: Deutsche Bank AG
Current Parent Company: Deutsche Bank
Parent at the Time of the Penalty Announcement:  subscribe to see this data field
Penalty: $2,500,000
Year: 2015
Date: September 30, 2015
Offense Group: financial offenses
Primary Offense: investor protection violation
Secondary Offense: data submission deficiencies
Violation Description: The U.S. Commodity Futures Trading Commission issued an Order filing and simultaneously settling charges against Deutsche Bank AG for failing to properly report its swaps transactions from in or about January 2013 until July 2015.
Level of Government: federal
Action Type: agency action
Agency: Commodity Futures Trading Commission
Civil or Criminal Case: civil
HQ Country of Current Parent: Germany
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: banking & securities
Source of Data: (click here)
Archived Source: (click here)
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.