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Violation Tracker Individual Record

Company: Denari Capital, LLC
Penalty: $3,663,282
Year: 2021
Date: November 29, 2021
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: engaging in a foreign exchange (forex) pool fraud and failing to register with the CFTC as a commodity pool operator
Level of Government: federal
Action Type: agency action
Agency: Commodity Futures Trading Commission
Civil or Criminal Case: civil
Source of Data: (click here)
Archived Source: (click here)
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.