Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Individual Record

Company: Cinergy Marketing & Trading, LP
Current Parent Company: BNP Paribas
Parent at the Time of the Penalty Announcement:  subscribe to see this data field
Recap of Ownership Changes:  subscribe to see this data field
Penalty: $3,000,000
Year: 2004
Date: November 16, 2004
Offense Group: financial offenses
Primary Offense: investor protection violation
Secondary Offense: data submission deficiencies
Violation Description: The U.S. Commodity Futures Trading Commission announced the issuance of an administrative order filing and simultaneously settling allegations against Cinergy Marketing & Trading, LP, as successor in interest to Cinergy Marketing & Trading, LLC. Cinergy agreed to pay a $3 million civil monetary penalty to settle charges of false reporting of trade information concerning natural gas transactions.
Level of Government: federal
Action Type: agency action
Agency: Commodity Futures Trading Commission
Civil or Criminal Case: civil
HQ Country of Current Parent: France
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: banking
Source of Data: (click here)
Archived Source: (click here)
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.