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Violation Tracker Individual Record

Company: Chatham Asset Management LLC
Current Parent Company: Chatham Asset Management
Parent at the Time of the Penalty Announcement:  subscribe to see this data field
Penalty: $18,800,000
Year: 2023
Date: April 3, 2023
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: The Securities and Exchange Commission charged New Jersey-based Chatham Asset Management LLC in connection with improper trading of certain fixed income securities. Chatham agreed to pay more than $18 million in combined disgorgement, prejudgment interest, and civil penalties to settle the charges.
Level of Government: federal
Action Type: agency action
Agency: Securities and Exchange Commission
Civil or Criminal Case: civil
HQ Country of Current Parent: USA
HQ State of Current Parent: New Jersey
Ownership Structure of Current Parent: privately held
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: hedge fund
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.