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Violation Tracker Individual Record

Company: Bluprint LLC
Penalty: $8,863,753
Year: 2023
Date: August 7, 2023
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: A federal court found that Bluprint violated the Commodity Exchange Act (CEA) and CFTC regulations prohibiting fraud, requiring registration of commodity pool operators and associated persons, and requiring certain commodity pool disclosures and reporting.
Level of Government: federal
Action Type: agency action
Agency: Commodity Futures Trading Commission
Civil or Criminal Case: civil
Source of Data: (click here)
Archived Source: (click here)
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.