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Violation Tracker Individual Record

Company: Bittrex Inc.
Penalty: $24,000,000
Year: 2023
Date: August 29, 2023
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: The Securities and Exchange Commission obtained a final judgment against crypto asset trading platform Bittrex Inc., its co-founder and former CEO, and Bittrex's foreign affiliate, Bittrex Global GmbH. The SEC previously charged Bittrex with operating as an unregistered national securities exchange, broker, and clearing agency. The SEC also charged Bittrex Global for failing to register as a national securities exchange.
Level of Government: federal
Action Type: agency action
Agency: Securities and Exchange Commission
Civil or Criminal Case: civil
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.