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Advanced SearchViolation Tracker Individual Record
Company: AXA Advisors
Current Parent Company:
Equitable Holdings
Parent at the Time of the Penalty Announcement:
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Recap of Ownership Changes:
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Penalty: $2,300,000
Year: 2016
Date: May 6, 2016
Offense Group: employment-related offenses
Primary Offense: wage and hour violation
Violation Description: overtime violation
Level of Government: federal
Action Type: private litigation
Court: Eastern District of New York
Civil or Criminal Case: civil
Case ID: 11-cv-2339
Case Name: Marcus et al v. AXA Advisors, LLC et al
Private Lawsuit Resolution Type: settlement
HQ Country of Current Parent: USA
HQ State of Current Parent: New York
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: investment management
Source of Data:
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Link to PACER Case Docket (must be logged in):
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Link to Archived Court Document:
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the
Update Log.