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Violation Tracker Individual Record

Company: Advanced Cell Technology
Penalty: $375,000
Year: 2014
Date: September 10, 2014
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: A Massachusetts-based biotech company and its former CEO settled allegations that they defrauded investors by failing to report the CEO's sales of company stock.
Level of Government: federal
Action Type: agency action
Agency: Securities and Exchange Commission
Civil or Criminal Case: civil
Source of Data: (click here)
Archived Source: (click here)
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.