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Violation Tracker Current Parent Company Summary
Current Parent Company Name: Societe Generale
Ownership Structure: publicly traded
Headquartered in: France
Major Industry: financial services
Specific Industry: banking
Penalty total since 2000: $3,339,820,883
Number of records: 37
| Top 5 Offense Groups (Groups Defined) | Penalty Total | Number of Records |
| financial offenses | $1,760,225,050 | 26 |
| competition-related offenses | $1,579,595,833 | 11 |
| Top 5 Primary Offense Types | Penalty Total | Number of Records |
| economic sanction violation | $1,435,395,775 | 8 |
| Foreign Corrupt Practices Act | $860,000,000 | 1 |
| price-fixing or anti-competitive practices | $719,595,833 | 10 |
| toxic securities abuses | $172,000,000 | 2 |
| investor protection violation | $133,649,025 | 13 |
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the
Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.
Links: For a summary of this company's regulatory penalties in more than 50 other countries, see its Violation Tracker Global summary page
here.
Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found
here.
Individual Penalty Records:
Click on the company or penalty amount for more information on each case.
| Company | Primary Offense Type | Year | Agency | Penalty Amount  |
| Societe Generale S.A. | Foreign Corrupt Practices Act | 2018 | DOJ_CRIMINAL | $860,000,000 |
| Societe Generale S.A. | economic sanction violation | 2018 | USAO | $717,200,000 |
| Societe Generale S.A. | price-fixing or anti-competitive practices | 2018 | CFTC | $475,000,000 |
| Societe Generale SA | economic sanction violation | 2018 | NY-DFS | $420,000,000 |
| Societe Generale | economic sanction violation | 2018 | NY-MANDA | $162,800,000 |
| Societe Generale | toxic securities abuses | 2014 | FHFA | $122,000,000 |
| Societe Generale | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $105,000,000 |
| Societe Generale S.A. | economic sanction violation | 2018 | FED | $81,300,000 |
| Societe Generale | investor protection violation | 2023 | CFTC | $75,000,000 |
| Societe Generale S.A. | economic sanction violation | 2018 | OFAC | $53,966,916 |
| Societe Generale S.A. | toxic securities abuses | 2017 | USAO | $50,000,000 |
| SG Americas Securities, LLC | investor protection violation | 2023 | SEC | $35,000,000 |
| Societe Generale | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $30,000,000 |
| Societe Generale | price-fixing or anti-competitive practices | 2016 | MULTI-AG | $26,750,000 |
| Societe Generale, S.A. | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $25,412,500 |
| SG Americas Securities LLC | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
| Societe Generale | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $18,000,000 |
| Societe Generale Private Banking (Suisse) SA | tax violations | 2015 | DOJ_TAX | $17,807,000 |
| Societe Generale | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $12,500,000 |
| SG Americas Securities, LLC | investor protection violation | 2009 | SEC | $8,384,932 |
| Societe Generale | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $5,125,000 |
| SG Americas Securities, LLC | investor protection violation | 2005 | FINRA | $4,478,000 |
| Societe Generale International Limited | investor protection violation | 2019 | CFTC | $2,500,000 |
| SG Americas Securities LLC | investor protection violation | 2020 | SEC | $1,550,000 |
| SG Americas Securities, LLC | investor protection violation | 2020 | FINRA | $1,550,000 |
| Societe Generale S.A. | investor protection violation | 2021 | CFTC | $1,500,000 |
| Societe Generale Private Banking (Lugano-Svizzera) | tax violations | 2015 | DOJ_TAX | $1,363,000 |
| SG Americas Securities LLC | investor protection violation | 2015 | SEC | $1,011,093 |
| Societe Generale | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $975,000 |
| SG Americas Securities LLC (Societe Generale) | investor protection violation | 2018 | SEC | $800,000 |
| SG Americas Securities, LLC | investor protection violation | 2016 | CFTC | $750,000 |
| SG Americas Securities, Inc. | investor protection violation | 2013 | FINRA | $675,000 |
| Societe Generale | investor protection violation | 2016 | CFTC | $450,000 |
| Societe Generale | economic sanction violation | 2011 | OFAC | $111,259 |
| Societe Generale | economic sanction violation | 2003 | OFAC | $11,000 |
| Societe Generale Financial Corporation | banking violation | 2020 | CA-DFPI | $10,250 |
| Societe Generale | economic sanction violation | 2003 | OFAC | $6,600 |
