| Grosvenor Park Media Fund, LP | | | consumer protection violation | 2018 | CA-DFPI | $9,000 |
| Runaway Growth Credit Fund, Inc. | | | consumer protection violation | 2019 | CA-DFPI | $9,000 |
| Gerber Finance, Inc. | | | consumer protection violation | 2019 | CA-DFPI | $9,000 |
| American Interbanc Mortgage, LLC | | | consumer protection violation | 2019 | CA-DFPI | $9,000 |
| Dynamic Capital Funding Inc. | | | consumer protection violation | 2020 | CA-DFPI | $9,000 |
| Owners Insurance Co. | | | insurance violation | 2007 | CO-INS | $9,000 |
| Hamilton Mortgage Co. | | | consumer protection violation | 2009 | CT-BKG | $9,000 |
| Flaherty Funding Corp. dba Mortgage Force, dba Compass Financial | | | consumer protection violation | 2011 | CT-BKG | $9,000 |
| New England Mutual Insurance Co. | | | insurance violation | 2019 | CT-INS | $9,000 |
| GEICO General Insurance Co. et al. | Berkshire Hathaway | diversified | insurance violation | 2017 | DE-INS | $9,000 |
| Sun State Financial, Inc. | | | consumer protection violation | 2001 | FL-OFR | $9,000 |
| First Floridian Auto and Home Insurance Co. | | | insurance violation | 2003 | FL-OFR | $9,000 |
| International Association of Benefits, Inc. | | | insurance violation | 2007 | FL-OFR | $9,000 |
| PinnacleChoice, Inc. | | | insurance violation | 2008 | FL-OFR | $9,000 |
| HealthAllies, Inc. | | | insurance violation | 2008 | FL-OFR | $9,000 |
| New Force Investments, LLC dba Perfect Loan Modification | | | consumer protection violation | 2012 | FL-OFR | $9,000 |
| Deo Duce Enterprises, Inc. dba Mi Tierra Cargo y Envios | | | consumer protection violation | 2013 | FL-OFR | $9,000 |
| Alankar, LLC | | | consumer protection violation | 2014 | FL-OFR | $9,000 |
| American Express Travel Related Services Co, Inc. | American Express | financial services | consumer protection violation | 2015 | FL-OFR | $9,000 |
| Providential Bancorp, Ltd. | | | consumer protection violation | 2006 | IL-BKG | $9,000 |
| Sentinel Insurance Company Ltd. | Hartford Financial Services | financial services | insurance violation | 2011 | IL-INS | $9,000 |
| Lawyers Title Insurance Corp. | Fidelity National Financial | financial services | insurance violation | 2007 | IN-INS | $9,000 |
| Sun Mortgage, LLC | | | consumer protection violation | 2010 | IN-SEC | $9,000 |
| The MEGA Life and Health Insurance Co. | UnitedHealth Group | healthcare services | insurance violation | 2008 | KS-INS | $9,000 |
| Acopia, LLC | | | consumer protection violation | 2013 | KY-FIN | $9,000 |
| RoundPoint Mortgage Co. | | | consumer protection violation | 2015 | KY-FIN | $9,000 |
| GMFS LLC | | | consumer protection violation | 2016 | KY-FIN | $9,000 |
| Arbella Mutual Insurance Company | | | insurance violation | 2004 | MA-INS | $9,000 |
| American Automobile Insurance Company | Allianz | financial services | insurance violation | 2005 | MA-INS | $9,000 |
| Monumental Life Insurance Co. | Aegon | financial services | insurance violation | 2011 | MD-INS | $9,000 |
| USAA Life Insurance Co. | USAA | financial services | insurance violation | 2014 | MD-INS | $9,000 |
| CIGNA Health and Life Insurance Co. | Cigna | healthcare services | insurance violation | 2015 | MD-INS | $9,000 |
| Pacific Life Insurance Co. | Pacific Life | financial services | insurance violation | 2017 | MD-INS | $9,000 |
| Lititz Mutual Insurance Co. | | | insurance violation | 2018 | MD-INS | $9,000 |
| Fortress Insurance Co. | | | insurance violation | 2018 | MD-INS | $9,000 |
| Esch Torhan, Inc. | | | consumer protection violation | 2018 | MI-SEC | $9,000 |
| Allstate Indemnity Insurance Co. | Allstate | financial services | insurance violation | 2010 | MN-FIN | $9,000 |
| Agents National Title Insurance Co. | | | insurance violation | 2011 | MO-INS | $9,000 |
| Agents National Title Insurance Co. | | | insurance violation | 2011 | MO-INS | $9,000 |
| Union Insurance Co. | | | insurance violation | 2014 | MO-INS | $9,000 |
| The Continental Insurance Co. et al. | Loews Corp. | diversified | insurance violation | 2017 | MO-INS | $9,000 |
| Buck Consultants, Inc. | Arthur J. Gallagher & Co. | financial services | insurance violation | 2002 | MT-FIN | $9,000 |
| Smith Hayes Advisers, Inc. | | | consumer protection violation | 2005 | NE-DBF | $9,000 |
| Premier Mortgage Funding, Inc., d/b/a PM Funding, Inc. | | | consumer protection violation | 2007 | NE-DBF | $9,000 |
| Banner County Bank, Inc. | | | consumer protection violation | 2010 | NE-DBF | $9,000 |
| Great Plains Specialty Finance, Inc., d/b/a Check 'n Go | CNG Financial | financial services | consumer protection violation | 2018 | NE-DBF | $9,000 |
| Inofin Incorporated | | | consumer protection violation | 2011 | NH-BKG | $9,000 |
| PHH Mortgage Corporation | Ocwen Financial | financial services | consumer protection violation | 2011 | NJ-DBI | $9,000 |
| 21st Century Centennial Insurance Company | Zurich Insurance | financial services | insurance violation | 2014 | NY-DFS | $9,000 |
| Erie Insurance Company of New York | Erie Indemnity | financial services | insurance violation | 2014 | NY-DFS | $9,000 |
| Utica National Assurance Company | | | insurance violation | 2014 | NY-DFS | $9,000 |
| Truck Insurance Exchange | | | insurance violation | 2015 | NY-DFS | $9,000 |
| Adirondack Trading Group LLC | | | insurance violation | 2015 | NY-DFS | $9,000 |
| Combined Insurance Company of America | Chubb Limited | financial services | insurance violation | 2006 | OR-FIN | $9,000 |
| Kaiser Foundation Health Plan of the Northwest dba Kaiser Permanente | Kaiser Permanente | healthcare services | insurance violation | 2009 | OR-FIN | $9,000 |
| Claimasters Public Adjusters Inc. | | | insurance violation | 2007 | PA-INS | $9,000 |
| Carfagno Auto Sales Inc. | | | consumer protection violation | 2008 | PA-BKG | $9,000 |
| Globe Mortgage America LLC | | | consumer protection violation | 2010 | PA-BKG | $9,000 |
| Sears, Roebuck and Co. | Sears | retailing | consumer protection violation | 2010 | PA-BKG | $9,000 |
| Precision Funding Group LLC | | | consumer protection violation | 2011 | PA-BKG | $9,000 |
| McKinney Romeo Motors Inc. dba I-79 Honda | | | consumer protection violation | 2011 | PA-BKG | $9,000 |
| Start New Settlement LLC | | | consumer protection violation | 2017 | PA-BKG | $9,000 |
| Fidelity and Guaranty Insurance Company | Fidelity National Financial | financial services | insurance violation | 2009 | TX-INS | $9,000 |
| Saffe Premium Finance Inc. | | | insurance violation | 2010 | TX-INS | $9,000 |
| National Association of Employers Inc. | | | insurance violation | 2011 | TX-INS | $9,000 |
| American Zurich Insurance Company | Zurich Insurance | financial services | insurance violation | 2011 | TX-INS | $9,000 |
| America First Lloyds Insurance Company | Liberty Mutual Insurance | financial services | insurance violation | 2011 | TX-INS | $9,000 |
| Retailers Casualty Insurance Company | | | insurance violation | 2013 | TX-INS | $9,000 |
| Liberty Insurance Corporation | Liberty Mutual Insurance | financial services | insurance violation | 2014 | TX-INS | $9,000 |
| Protective Insurance Company | Progressive | financial services | insurance violation | 2014 | TX-INS | $9,000 |
| Chubb Indemnity Insurance Company | Chubb Limited | financial services | insurance violation | 2014 | TX-INS | $9,000 |
| Technology Insurance Company | | | insurance violation | 2014 | TX-INS | $9,000 |
| Indemnity Insurance Company of North America | Chubb Limited | financial services | insurance violation | 2015 | TX-INS | $9,000 |
| American Zurich Insurance Company | Zurich Insurance | financial services | insurance violation | 2015 | TX-INS | $9,000 |
| The Travelers Indemnity Company | Travelers | financial services | insurance violation | 2016 | TX-INS | $9,000 |
| American Home Assurance Company | American International Group | financial services | insurance violation | 2016 | TX-INS | $9,000 |
| Insurance Office of America, Inc. | | | insurance violation | 2016 | TX-INS | $9,000 |
| Trumbull Insurance Company | Hartford Financial Services | financial services | insurance violation | 2017 | TX-INS | $9,000 |
| Hartford Underwriters Insurance Company | Hartford Financial Services | financial services | insurance violation | 2018 | TX-INS | $9,000 |
| CR International Services, LLC | | | consumer protection violation | 2018 | TX-FIN | $9,000 |
| Ace American Insurance Company | Chubb Limited | financial services | insurance violation | 2018 | TX-INS | $9,000 |
| Sentry Insurance | Sentry Insurance | financial services | insurance violation | 2019 | TX-INS | $9,000 |
| The Insurance Company of the State of Pennsylvania | American International Group | financial services | insurance violation | 2019 | TX-INS | $9,000 |
| Dynamic Insurance Agency | | | insurance violation | 2011 | UT-INS | $9,000 |
| Trans Global Adjusting Corp. | | | insurance violation | 2014 | UT-INS | $9,000 |
| 1st Liberty Title LC | | | insurance violation | 2014 | UT-INS | $9,000 |
| Farm Bureau Property & Casualty Company | | | insurance violation | 2018 | UT-INS | $9,000 |
| AMERITAS LIFE INSURANCE CORP | Ameritas Mutual Holding Company | financial services | insurance violation | 2001 | VA-INS | $9,000 |
| PACIFIC LIFE & ANNUITY COMPANY | Pacific Life | financial services | insurance violation | 2001 | VA-INS | $9,000 |
| RELIASTAR LIFE INSURANCE CO | Voya Financial | financial services | insurance violation | 2001 | VA-INS | $9,000 |
| CONTINENTAL ASSURANCE COMPANY | | | insurance violation | 2001 | VA-INS | $9,000 |
| CONTINENTAL CASUALTY COMPANY | Loews Corp. | diversified | insurance violation | 2001 | VA-INS | $9,000 |
| KAISER FOUNDATION HEALTH PLAN | Kaiser Permanente | healthcare services | insurance violation | 2002 | VA-INS | $9,000 |
| PUC MIDWEST ACQUISITION CORP. | | | insurance violation | 2002 | VA-INS | $9,000 |
| NEW ENGLAND LIFE INSURANCE CO. | Brighthouse Financial | financial services | insurance violation | 2002 | VA-INS | $9,000 |
| BENCHMARK INSURANCE COMPANY | | | insurance violation | 2002 | VA-INS | $9,000 |
| BALBOA INSURANCE COMPANY | | | insurance violation | 2005 | VA-INS | $9,000 |
| STONEBRIDGE CASUALTY INSURANCE | | | insurance violation | 2006 | VA-INS | $9,000 |
| LINCOLN HERITAGE LIFE INSURANCE CO | | | insurance violation | 2012 | VA-INS | $9,000 |
| PRIMERICA LIFE INSURANCE CO. | | | insurance violation | 2014 | VA-INS | $9,000 |
| HCC LIFE INSURANCE COMPANY | Tokio Marine | financial services | insurance violation | 2015 | VA-INS | $9,000 |
